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FINRA Awards for Joan Waldman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0055502/19/2019Claimant(s): Joan Waldman
Claimant Lawyers(s): Leslie S Akins
Respondent(s): Gary Wei, Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Robert D. Sussin, Robert B. Hansohn, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12504

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