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FINRA Awards for Joseph B. Russell

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0119811/03/2017Claimant(s): NSB Advisors LLC
Claimant Lawyers(s): Ramsey Hinkle
Respondent(s): C.L. King & Associates.
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Joseph B. Russell, Carole L. Green
Hearing Site: New York, NY
Checkmark Icon$1,750,000
12-0292711/25/2016Claimant(s): C. L. King & Associates.
Claimant Lawyers(s): Richard A. Roth
Respondent(s): William Nicklin
Respondent Lawyers(s): Steven J. Shore
Arbitrator(s): Romaine L. Gardner, Joseph B. Russell, Carole L. Green
Hearing Site: New York, NY
Checkmark Icon$0
11-0335802/12/2014Claimant(s): Mariam Nigohosian
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Philip M. Mandel, Joseph B. Russell, Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark Icon$0
09-0698004/14/2011Claimant(s): Keith Stock
Claimant Lawyers(s): Theodore L. Hecht
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joseph B. Russell, Salvatore J. Bate, Anna Lascar
Hearing Site: New York, NY
Checkmark Icon$0
09-0176008/27/2010Claimant(s): Alvin Trenk
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph B. Russell, Brian F Loveman, Stevan J. Bosses
Hearing Site: New York, NY
Checkmark Icon$0
09-0000505/27/2010Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Gary Melius, John Donahue, Roger Bahnik
Respondent Lawyers(s): Bryan T. Mohler, Marc J. Ross
Arbitrator(s): Joseph B. Russell, Mary Ellen Burns, Scott W. Mulford
Hearing Site: New York, NY
Checkmark Icon$0
08-0025612/12/2008Claimant(s): EKN Financial Services.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jazz Singh, Jason Associates.
Respondent Lawyers(s): Jazz Singh, President or Compliance Officer
Arbitrator(s): Jack Friedman, Joseph B. Russell, Richard D. Levin
Hearing Site: New York, NY
Checkmark Icon$0
07-0113807/01/2008Claimant(s): Helen-Carolyn Ackerly
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Michael Kalmus
Arbitrator(s): Joseph B. Russell, Kenneth L. Stewart, Joseph R. Brancaleone
Hearing Site: New York, NY
Checkmark Icon$58,000

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