| 19-01405 | 05/28/2020 | Claimant(s): The Seitz 2000 Descendants Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Robert Fenton, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Susan B. Gans-Smith, Noel Harvey Applebaum, Loyd A Wright
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206/12504 |
| 18-02355 | 01/03/2019 | Claimant(s): Adele Harper, Amanda Harper, Chris Hansen, Christina Hansen, Ed Harper, Gary Hansen, Genene Hansen, Philip Harper, Ray Hadley, Rick Tokita, Robert Hadley, Terry Hansen, Trevor Shuman
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, Paul E. Dahlman, James E. Bartels
Hearing Site: Boise, ID
| | $385,000 |
| 16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson
Hearing Site: Wichita, KS
| | Expungement |
| 17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
| | $0 |
| 17-00135 | 12/19/2017 | Claimant(s): Dwight Hansen, Julie Hansen, Hansen's Grain Inc., Dwight Jay Hansen IRA
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Brandon Stimpson, Heath Bowen, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Larry T. Coady, G. E. Craig Doupe, Michael D. Briggs
Hearing Site: Boise, ID
| | Dismissed by Rule (12200/12201) |
| 13-01621 | 06/04/2015 | Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama
Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02924 | 05/26/2015 | Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
| | $915,249 |
| 13-02526 | 10/21/2014 | Claimant(s): Grace Whang, Grace B. Whang Revocable Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Genevieve Mar, Woodbury Financial Services.
Respondent Lawyers(s): Cory D. Olson, Eric A. Michaels
Arbitrator(s): Sheldon I. Saitlin, Donald M. Thompson, Patrick Richard Stoker
Hearing Site: Chicago, IL
| | Expungement |
| 13-03027 | 06/17/2014 | Claimant(s): Albert Hoeflich, Edward Hoeflich, Eric Hoeflich, REB I
Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser
Respondent(s): Joral Schmalle, Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Susan Sangillo Bellifemine, Sam Antar, Sirena Terr
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
| 12-01674 | 12/30/2013 | Claimant(s): Colum O'Hare, Colum G. O'Hare Trust dd 9/01/1993
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Gary Glockzin, Mary Gibson, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Fred T. Kallet, Lester G. Stiel, Deanna Margaret Veitia
Hearing Site: San Diego, CA
| | Expungement |
