19-03250 | 03/26/2021 | Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC Respondent Lawyers(s): David Luger, Kevin H. Lewis Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg Hearing Site: Seattle, WA
| | $4,646,560 |
15-02068 | 03/14/2017 | Claimant(s): Laura Birzell, Mark Birzell Claimant Lawyers(s): John A. Bender, Kristin Nealey Meier Respondent(s): Nicholas Hodges, Money Concepts Capital Corp. Respondent Lawyers(s): Gabriel Z. Reynoso, Marc S. Dobin Arbitrator(s): Laurel Littman Gothelf, John M. Casey, Kate Jacobson Hearing Site: Seattle, WA
| | Expungement |
14-01852 | 05/24/2016 | Claimant(s): William Gilmer, William B. Gilmer Living Trust Claimant Lawyers(s): Kenneth J. Catanzarite Respondent(s): Erinn Ford, Harold Hilton, Jeffrey Sims, Kathleen Lindeke, Leslie Cannon, Mark Mccloskey, Melissa Andrews, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon Respondent Lawyers(s): Harold Scott Hilton, John A. Bender, Justin C. Sawyer, Philip Anthony Pizelo Arbitrator(s): Douglas Martin Crow, Brian B. Egan, Reuel Kenneth Fish Hearing Site: Portland, OR
| | Expungement |
13-01942 | 11/06/2015 | Claimant(s): Nancy Jensen, Steven Jensen, Padre Resorts. Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Willis Cole, Pacific West Securities. Respondent Lawyers(s): Erinn June Ford, John A. Bender, Mark Thomas McCloskey, Philip A. Pizelo, Philip Anthony Pizelo, Shanon Lane Ford Arbitrator(s): Elwood C. Avery, Richard L. Warner, Dante Lee Montoya Hearing Site: Seattle, WA
| | $0 |
14-03004 | 11/06/2015 | Claimant(s): Donte McClellon Claimant Lawyers(s): John A. Bender Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Elizabeth M. Hill Arbitrator(s): Imants J. Leskinovitch, Lawrence E. Little, Ann Sattler Hearing Site: Seattle, WA
| | $0 |
12-00540 | 04/17/2014 | Claimant(s): Alma Kern, James Kern, John Kern, James & John Foundation, Kern Family LLC Claimant Lawyers(s): John A. Bender Respondent(s): Phillip Frink, Richard Finger, Interactive Brokers LLC Respondent Lawyers(s): Ralph H. Palumbo, Richard A. Finger, Robert W. Topp Arbitrator(s): Joseph C. Roberts, T. Dennis George, John P. Payseno Hearing Site: Seattle, WA
| | $3,048,200 |
09-04678 | 12/31/2012 | Claimant(s): Marsha Orsatelli Smith, S3 Properties LP, SFG LLC, SSI Land Cattle Co., Katelyn Smith UTMA, Custodian Account, Ty Smith UTMA Claimant Lawyers(s): David Gaba, John A. Bender Respondent(s): Wachovia Securities Respondent Lawyers(s): Robert Bocko Arbitrator(s): Bonny Kathleen Riggs, Laurie E. Law, Charles Scott McClellan Hearing Site: Seattle, WA
| | $0 |
10-03633 | 04/05/2012 | Claimant(s): Laurence Raybois, Peter Ratener, Thoreson-Vogel Claimant Lawyers(s): John A. Bender Respondent(s): Graham Williams, William Swayne, Pacific West Securities., WMS Financial Services, Williams Palmer Respondent Lawyers(s): Daniel Lee Arbitrator(s): Robert M. Stein, Philip E. Cutler, Robert W. Pillitteri Hearing Site: Seattle, WA
| | $0 |
08-03173 | 06/24/2010 | Claimant(s): Donald E. Miller and Maxine L. Miller Claimant Lawyers(s): John A. Bender Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Hugo A. Higendorff Arbitrator(s): William J. Bender, Melvyn Jay Simburg, Fredrick John Bahr Hearing Site: Seattle, WA
| | $479,880 |
08-02135 | 04/09/2010 | Claimant(s): Marc Mauney & Lynne Rogerson Rev. Living, Qualified Terminable Interest Trust Claimant Lawyers(s): John A. Bender Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Joseph C. Roberts, Jonathan W. Kaiser, Sheryl Ann Seipp Hearing Site: Seattle, WA
| | $246,560 |