Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00268 | 06/06/2014 | Claimant(s): Alan Stephen, Anthony Cowan, Elling Halvorson, Jennifer Cowan, Jon Michael Smith, Rachel Smith, Scott Tomy, Stacie Gorder, Steve Gorder, Jon-Michael P Smith, IRA Claimant Lawyers(s): John J. Tollefsen Respondent(s): Richard Finger, Black Diamond Securities LLC, Interactive Brokers LLC Respondent Lawyers(s): Joseph S. Owens, Richard Allan Finger, Robert W. Topp Arbitrator(s): Robert M. Stein, Philip E. Cutler, Todd A. Bloom Hearing Site: Seattle, WA |  | $100,000 |
| 12-00540 | 04/17/2014 | Claimant(s): Alma Kern, James Kern, John Kern, James & John Foundation, Kern Family LLC Claimant Lawyers(s): John A. Bender Respondent(s): Phillip Frink, Richard Finger, Interactive Brokers LLC Respondent Lawyers(s): Ralph H. Palumbo, Richard A. Finger, Robert W. Topp Arbitrator(s): Joseph C. Roberts, T. Dennis George, John P. Payseno Hearing Site: Seattle, WA | | $3,048,200 |