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FINRA Awards for John A. Bender

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0073910/24/2019Claimant(s): Brian Lockett, Morgan Arford
Claimant Lawyers(s): John A. Bender
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
10-0260908/09/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): David Feller, Ian Kerrigan, Michael McNeil
Respondent Lawyers(s): John A. Bender, Mitchell J. Albert
Arbitrator(s): G. E. Craig Doupe, Richard L. Warner, Peter L. Sill
Hearing Site: Seattle, WA
07-0139512/19/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Thomas
Respondent Lawyers(s): John A. Bender
Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA

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