Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
19-00739 | 10/24/2019 | Claimant(s): Brian Lockett, Morgan Arford Claimant Lawyers(s): John A. Bender Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | ||
10-02609 | 08/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): David Feller, Ian Kerrigan, Michael McNeil Respondent Lawyers(s): John A. Bender, Mitchell J. Albert Arbitrator(s): G. E. Craig Doupe, Richard L. Warner, Peter L. Sill Hearing Site: Seattle, WA | ||
07-01395 | 12/19/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Thomas Respondent Lawyers(s): John A. Bender Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP Hearing Site: Seattle, WA |