| 21-01864 | 12/19/2022 | Claimant(s): Susan Hebert, on Behalf of IRA
Claimant Lawyers(s): Susan Hebert
Respondent(s): LPL Financial LLC, Howard Romero
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Robert D. Sussin, Theodore G. Bradpiece, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
|  | Expungement |
| 21-01196 | 11/29/2022 | Claimant(s): Edward Abrams, Hildie Abrams, Edward Abrams IRA, Hildie Abrams IRA
Claimant Lawyers(s): Edward Adams
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Rebecca Sone O'Rourke
Hearing Site: Denver, CO
| | Expungement |
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | Expungement |
| 21-01427 | 10/13/2022 | Claimant(s): Nancy Flaherty
Claimant Lawyers(s): Ryan Gustafson
Respondent(s): LPL Financial LLC, Shawn Hochuli
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Victoria E Johnson, Constance Ellen Boukidis, Barry D. Kaye
Hearing Site: Los Angeles, CA
| | $0 |
| 21-01230 | 09/23/2022 | Claimant(s): Kathy Starks, Maxie Starks
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Little Rock, AR
| | Expungement |
| 21-01249 | 08/17/2022 | Claimant(s): Rex Nassour IRA
Claimant Lawyers(s): Michael S. Hill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Reno, NV
| | Expungement |
| 20-02237 | 08/16/2022 | Claimant(s): Mark Schultz, Wealth Management Trust
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | Expungement |
| 21-01533 | 08/12/2022 | Claimant(s): Brandi Hannon, Gary Hannon, Brandi Hannon OBO of her IRA, Gary Hannon OBO of his IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Andrea U. Calve
Hearing Site: Oklahoma City, OK
| | Expungement |
| 20-03507 | 07/21/2022 | Claimant(s): James Stege
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | Expungement |
| 21-01682 | 07/06/2022 | Claimant(s): Blair Zimmerman, Blair Zimmerman OBO of his IRA
Claimant Lawyers(s): Blair Zimmerman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
| | Expungement |
