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FINRA Awards for Vytas Tarulis

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0342506/17/2016Claimant(s): Ramona Hahn, Ramona Hahn IRA, Ramona Hahn Roth IRA, Ramona Hahn Family Trust DTD 08/04/2003
Claimant Lawyers(s): Leslie Schwaebe Akins
Respondent(s): LPL Financial LLC, John Sherwin, Thomas Hokr, Edward Jones, Investors Capital Corp.
Respondent Lawyers(s): Bentley P. Stansbury, Jon Kaplon, Michael A. Nagy
Arbitrator(s): Guenter S. Cohn, Sally G. Williams, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark IconExpungement
14-0330904/22/2016Claimant(s): Maged Ebrahim
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Nancy J. Spieczny, Sally G. Williams, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark Icon$0
14-0124112/03/2015Claimant(s): James Price
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley, Philip Curran
Respondent Lawyers(s): Gregory B. Simon, Melissa M. Muehlfeld
Arbitrator(s): James D. Knotter, Vytas Tarulis, Edward H. Davis
Hearing Site: San Diego, CA
Checkmark Icon$0
12-0250401/29/2014Claimant(s): Ernest Coneen, The Coneen Family Trust DTD 06-16-82
Claimant Lawyers(s): Michael J. Aguirre
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Philip Bresnick, Morgan Stanley Commercial Financial Svcs
Respondent Lawyers(s): Jason Lindsey, Paul Schumacher, Scott E. Rahn
Arbitrator(s): Vytas Tarulis, Gino Dante Serpe, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark IconExpungement
11-0396610/04/2012Claimant(s): Tom York
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Fred T. Kallet, James D. Knotter, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark IconStipulated Award and Expungement
08-0382102/09/2011Claimant(s): Angela Kamahi, Isaac Kamahi
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Matthew Lord, Banc Of America Investment Services
Respondent Lawyers(s): Stephen M. Dollar
Arbitrator(s): Nancy J. Spieczny, Cynthia B. Stone, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark Icon$50,000
06-0273408/27/2008Claimant(s): Michael Waks
Claimant Lawyers(s): Michael L. Meeks
Respondent(s): David Goodenough, Melody Li, Thomas Birk, Lehman Brothers Inc
Respondent Lawyers(s): Eric M. George, Neal S. Robb
Arbitrator(s): Mary M. O'Neil, Vytas Tarulis, Steven K. Ogata
Hearing Site: Los Angeles, CA
Checkmark Icon$52,314
06-0230408/15/2008Claimant(s): Norman Hellerud
Claimant Lawyers(s): Patrick N. Keegan
Respondent(s): Bruce Oakes
Respondent Lawyers(s): Bruce D. Oakes
Arbitrator(s): Stephen R. Clark, James O. Johnson, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark Icon$0

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