| 21-00944 | 03/22/2023 | Claimant(s): Estate of Dennis Ponnock, Dennis Ponnock Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Edward Fernberger, Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes, Laura T. Ruiz Rivera
Arbitrator(s): Monica I. Salis, Steven Gerard Goerke, Laura C Myers
Hearing Site: Boca Raton, FL
|  | Expungement |
| 22-00304 | 06/23/2022 | Claimant(s): Gregory Kruse
Claimant Lawyers(s): Gregory Kruse
Respondent(s): Paul Price
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 20-01976 | 12/03/2020 | Claimant(s): Jeffrey Blenkarn
Claimant Lawyers(s): Daniel Broxup
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Michael John Falvo
Hearing Site: Detroit, MI
| | $300 |
| 13-00599 | 02/18/2014 | Claimant(s): Jeff Hogan IRA
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Thinkorswim
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): William H. Fleece, Maurice M. Feller, Teresa Joan Rooney
Hearing Site: Tampa, FL
| | $14,852 |
| 11-04258 | 06/03/2013 | Claimant(s): Gulf Blue Investments
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Alyn Towne, David Gregg, Robert Eanell, Sterling Enterprises Group.
Respondent Lawyers(s): Jack Kiefner, Robert Eanell
Arbitrator(s): Roger W. Van Deusen, Neal J. Tourdo, Frank Brenner
Hearing Site: Tampa, FL
| | $1,615,160 |
| 10-03511 | 10/04/2011 | Claimant(s): Angela Allen, Christopher Allen, Angela Allen IRA, Christopher M. Allen IRA
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Thinkorswim.
Respondent Lawyers(s): Howard J. Kaplan
Arbitrator(s): Diana A. Weiner, Dennis R. Sullivan, Charles W. Lavender
Hearing Site: Tampa, FL
| | $228,000 |
| 07-01361 | 04/15/2008 | Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $36,917 |
| 07-01363 | 02/29/2008 | Claimant(s): David Dawsey
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Robert G. Brunton, Ralph S. Paden, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $0 |
