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FINRA Awards for Bruce W. Barnes

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0175811/19/2024Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Meredith Webber
Respondent Lawyers(s): Meredith Archer Webber
Arbitrator(s): Thomas M. Madden
Hearing Site: Albany, NY
23-0342507/26/2024Claimant(s): Michael Bond
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W Erb
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
23-0219503/13/2024Claimant(s): Sarah Dodd
Claimant Lawyers(s): Sarah Brooke Dodd
Respondent(s): Bobby Brown, Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng
Hearing Site: Little Rock, AR
22-0241205/18/2023Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): DeVere Dudley
Respondent Lawyers(s): DeVere Scott Dudley
Arbitrator(s): James F. Zotter
Hearing Site: Seattle, WA
22-0048412/14/2022Claimant(s): Michael Salemy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Carillon Fund Distributors.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
21-0214803/02/2022Claimant(s): Lisa Hanline
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
21-0155302/07/2022Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Elwood C. Avery
Hearing Site: Portland, OR
21-0141601/06/2022Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Joseph C. Roberts
Hearing Site: Portland, OR
20-0415508/18/2021Claimant(s): Christopher McDonagh, Daniel Bauers, Theodore McDonagh
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
20-0257104/29/2021Claimant(s): David Van Geffen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA

19 Results

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