19-01119 | 02/20/2020 | Claimant(s): Michael Nalewaja Claimant Lawyers(s): Michael Terry Nalewaja Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Helen Marinak Blohm, Robert Sachs Mandelson, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | $0 |
15-00748 | 08/02/2016 | Claimant(s): Charles Mugrauer Claimant Lawyers(s): Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will Arbitrator(s): Herb Schwartz, Robert Sachs Mandelson, Shirish Gupta Hearing Site: San Francisco, CA
| | Expungement |
13-01749 | 05/21/2014 | Claimant(s): Louis Saadeh, Louis K. Saadeh Separate Property Trust Claimant Lawyers(s): Val D. Hornstein Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elyse Whitehead Arbitrator(s): Philip Aaron Tymon, Carol Ann Jensen, Robert Sachs Mandelson Hearing Site: San Francisco, CA
| | $0 |
12-00383 | 05/31/2013 | Claimant(s): Gerard Murphy and Christina B. Murphy Claimant Lawyers(s): Shawn C. Maybon Respondent(s): David Decker, John Meppen, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Seymour A. Kolman, Daniel B. MacLeod, Robert Sachs Mandelson Hearing Site: Boise, ID
| | Expungement |
10-01725 | 10/04/2011 | Claimant(s): Jim Brogden Revocable Living Trust, Lynn Brogden Revocable Living Trust Claimant Lawyers(s): Yoona Park Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Randall Stender Respondent Lawyers(s): Jaime H. Scivley Arbitrator(s): John F. Harris, William B. Kirby, Robert Sachs Mandelson Hearing Site: Portland, OR
| | $189,984 |
09-01513 | 05/14/2010 | Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA Claimant Lawyers(s): Jeffrey S. Salisbury Respondent(s): Citigroup Global Markets., Lloyd Millegan Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson Hearing Site: Portland, OR
| | $0 |