| 12-02349 | 11/26/2013 | Claimant(s): J.W. Pickens, J.W. Pickens Jr., as Trustee U/W/O JW
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Charles L.A. Terreni, Walter J. Wylie, Lisa Bass Morris
Hearing Site: Columbia, SC
|  | $1,307,920 |
| 12-02163 | 11/22/2013 | Claimant(s): Mary Kunar
Claimant Lawyers(s): Douglas A. Kutsko
Respondent(s): Wells Fargo Advisors, Philip Kousaie, Thomas Hall
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
| | Expungement |
| 12-01411 | 11/22/2013 | Claimant(s): George Mabrey
Claimant Lawyers(s): Steven H. Berkowitz
Respondent(s): Charles Ehnot, Wells Fargo Advisors, Midsouth Capital.
Respondent Lawyers(s): Demian J. Betz, Robert J. Murphy
Arbitrator(s): Thomas Benjamin Salzer, Michael P. Marryshow, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $0 |
| 11-04495 | 11/19/2013 | Claimant(s): Mark Myden, L.A. Sports Productions Inc.
Claimant Lawyers(s): Marc X. LoPresti
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Nicholas Corso
Respondent Lawyers(s): Jay M. Spillane, Thomas F. Kopshever
Arbitrator(s): James Warren Hill, Ralph B. Perry, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00034 | 11/06/2013 | Claimant(s): James Shannon
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert Volk, Arthur J. Giacomarra, Arnold M. Marrow
Hearing Site: Boston, MA
| | $300 |
| 13-00469 | 10/29/2013 | Claimant(s): Rocco Frattaroli
Claimant Lawyers(s): Rocco Frattaroli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $3,289 |
| 12-01784 | 10/14/2013 | Claimant(s): William and Ellen Byrns Trust dd 2/25/92
Claimant Lawyers(s): William C. Byrns
Respondent(s): Barbara Allen Kelsay, Wells Fargo Advisors, Sean Fansler
Respondent Lawyers(s): Barbara Allen-Kelsay, Judy Louie
Arbitrator(s): Herbert Liberman
Hearing Site: Honolulu, HI
| | Expungement |
| 12-01425 | 10/07/2013 | Claimant(s): Smith Revocable Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Harvey Alan Blicksilver, Eugene D. Mirabello, Lee Milich
Hearing Site: Miami, FL
| | Expungement |
| 12-00470 | 10/04/2013 | Claimant(s): Greg Chandler
Claimant Lawyers(s): Collin H. Nyeholt
Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners
Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq.
Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 12-01845 | 10/04/2013 | Claimant(s): Herbert Kava
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz, Senior Counsel
Arbitrator(s): Stuart Harvey Ziegler, Scott Manker
Hearing Site: Boca Raton, FL
| | $0 |
