| 23-01909 | 06/27/2024 | Claimant(s): Janice Schiff, The Estate of Raymond Schiff
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
|  | $47,000 |
| 22-01848 | 04/25/2024 | Claimant(s): X
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Edward A. Trabin, Isaac K. Tasinga, Gecole L. Harley
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03950 | 01/18/2022 | Claimant(s): Janette Bossier, Blane Bossier on Behalf of His IRA, Janette Bossier as Administrator of the, Leonard Bossier IRA, Leonard Bossier SEP
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Edward Jones, Kenneth Knopp
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Roger C. Benson, Kenneth R. Starr, Harvey R. Linder
Hearing Site: Jackson, MS
| | Expungement |
| 17-00422 | 03/22/2018 | Claimant(s): Hui Liao
Claimant Lawyers(s): Hui Z. Liao
Respondent(s): Andrew Flessel, Matthew Fraser, Melanie Hart, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Joshua D. Jones, Kevin W. Clancy
Arbitrator(s): Michael J. McNeil, Susan E. Maloney, Peter M Cosel
Hearing Site: Boston, MA
| | $0 |
| 11-02159 | 10/10/2013 | Claimant(s): Tom Garcia
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Michelle Judy Brant
Hearing Site: San Francisco, CA
| | Expungement |
| 09-04977 | 02/01/2013 | Claimant(s): The Urban Child Institute
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): James F. Carlson, Linda T. Pellegrino, Martha Jeanne Wilcoxson
Hearing Site: Memphis, TN
| | $0 |
| 08-04856 | 12/28/2012 | Claimant(s): J.N. Raines, Julie Raines, Fischer Lime & Cement Company.
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Alexandra M. Linden, David M. Levine, E. William Pastor
Hearing Site: Memphis, TN
| | $61,726 |
| 10-05141 | 11/14/2012 | Claimant(s): Eugene Regnier, Leona Regnier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
| 09-06411 | 05/25/2012 | Claimant(s): Jerry Tillman, Mary Hazlewood, Michael Hazlewood, Beverly Baker and Bernice Heaton, Norman E. and Jo Ann Hughes, Virginia A. Tillman Rev Living Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Patrick J. Halter, Jonathan Burke Rada, Jonathan B. Gilbert
Hearing Site: Memphis, TN
| | Expungement |
| 10-05181 | 01/30/2012 | Claimant(s): Gail Buckley, Joseph Buckley
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
