Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02633 | 02/25/2019 | Claimant(s): Gregory Powell Claimant Lawyers(s): Joshua D. Jones Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): J. Maxwell Williams Hearing Site: Birmingham, AL | ||
| 17-03022 | 04/09/2018 | Claimant(s): Gregory Powell Claimant Lawyers(s): Joshua D. Jones Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harvey R. Linder Hearing Site: Birmingham, AL | ||
| 16-03250 | 06/12/2017 | Claimant(s): Robert Keller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 14-01732 | 05/04/2015 | Claimant(s): Ari Litvin Claimant Lawyers(s): Joshua D. Jones Respondent(s): Wells Fargo Advisors, Dorothy Crawford, F. Patrick Owen, Laurie Conkin Respondent Lawyers(s): Joshua D. Jones, Kip A. Nesmith, Lisa Braganca Arbitrator(s): Douglas E. Miller Hearing Site: Memphis, TN | Expungement | |
| 14-02212 | 04/16/2015 | Claimant(s): Anthony Meyer Claimant Lawyers(s): Schulyer Geller Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Phillips M. Montross, Daniel Baruch Lidawer, Frank A. Dusek Hearing Site: Chicago, IL | ||
| 14-01335 | 11/26/2014 | Claimant(s): John McHugh Claimant Lawyers(s): Joshua D. Jones Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Frederick Michael Switzer Hearing Site: St. Louis, MO |