FINRA Awards for Robert G. Geeseman

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Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02741	09/26/2014	Claimant(s): Nestor Fernandez Claimant Lawyers(s): Michael M. Mincieli Respondent(s): Deutsche Bank Securities., Wells Fargo Securities Respondent Lawyers(s): David Guidry, Matthew Kalinowski Arbitrator(s): Peter A. Cartwright, Barry David Thorpe, Robert G. Geeseman Hearing Site: Miami, FL		$0
13-00827	04/09/2014	Claimant(s): Alfred Greenway Claimant Lawyers(s): Rena B. Greenway Respondent(s): Barbara Henry, Melissa Dean, Metropolitan Life Insurance Company Respondent Lawyers(s): Joseph J. Prochaska, William Zeena Arbitrator(s): Robert G. Geeseman Hearing Site: Orlando, FL		$213
12-01716	01/23/2014	Claimant(s): Gene K Glasser and Jewel Bertman Trustee Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL		Expungement
12-01933	09/09/2013	Claimant(s): Barbara Berger Revocable Trust Claimant Lawyers(s): Charles E. Scarlett Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Barth Satuloff, Howard Bernstein, Robert G. Geeseman Hearing Site: Boca Raton, FL		Expungement
12-02817	07/02/2013	Claimant(s): The Estate of Elvira C. Iasso Claimant Lawyers(s): John Narccarelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert G. Geeseman Hearing Site: Orlando, FL		$300
11-04213	12/10/2012	Claimant(s): Natalie Faith Claimant Lawyers(s): William J. Gladden Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Edward R. Niederriter, Robert G. Geeseman, Scott Manker Hearing Site: Boca Raton, FL		Expungement
07-03450	08/15/2008	Claimant(s): Gary Marsico, Gary W. Marsico, IRA Claimant Lawyers(s): Robert W. Goehring Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman Hearing Site: Pittsburgh, PA		$225