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FINRA Awards for Howard Weitz

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0547904/26/2012Claimant(s): Frank Criscola
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Daniel Robbins, Herman Taub, Howard Weitz
Hearing Site: New York, NY
Checkmark Icon$159,902
09-0379306/30/2011Claimant(s): Julia A. Keenan, IRA, Stephen R. Keenan
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jerome M Shafer, Ira M. Ross, Howard Weitz
Hearing Site: New York, NY
Checkmark IconExpungement
09-0476012/31/2010Claimant(s): Jan Arnett
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Robert Kramer, Lloyd, Scott & Valenti, Ltd.
Respondent Lawyers(s): David E. Robbins, Luann Laney
Arbitrator(s): Bernard A. Kesselman, J. Martin McDonough, Howard Weitz
Hearing Site: New York, NY
Checkmark Icon$0
10-0309910/20/2010Claimant(s): Helen Grant and Eugene Grant
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Greg Schaefer, Dillon Scott Securities.
Respondent Lawyers(s): Greg Scott Schaefer, Jack Lubitz
Arbitrator(s): Howard Weitz
Hearing Site: New York, NY
Checkmark Icon$167,358
08-0426312/21/2009Claimant(s): Richard Berman and Dorothy Berman
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bear, Stearns & Co..
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald F. Rosner, Howard Weitz, Alice Holly Oshins
Hearing Site: New York, NY
Checkmark Icon$0
08-0197808/31/2009Claimant(s): Rosalie Sellitto
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Ameriprise Financial Services., Michael Sangirardi
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Peter J. Kenny, Judith Levin, Howard Weitz
Hearing Site: New York, NY
Checkmark Icon$67,750
07-0011402/27/2008Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz
Hearing Site: New York, NY
Checkmark Icon$500,000

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