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FINRA Awards for Frank C. Fogl

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0215402/16/2016Claimant(s): Ani Baumgarner, James Baumgarner
Claimant Lawyers(s): James D. Baumgarner
Respondent(s): Howard Kay, FSC Securities Corporation
Respondent Lawyers(s): Craig Vollono, Howard Kay
Arbitrator(s): Frank C. Fogl, Rosemary Christina Crawford, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
Checkmark Icon$60,250
14-0118609/11/2015Claimant(s): Charles Winter, Jennifer Winter
Claimant Lawyers(s): Courtney M. Yeager
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Richard S. Hines, Gary Lee Ainley
Hearing Site: Cleveland, OH
Checkmark Icon$109,590
14-0130609/11/2015Claimant(s): Jeremiah Lang, Lisa Lang
Claimant Lawyers(s): Chad M. Kohler
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Ellen Holland Keller, Eileen B. Vernon
Hearing Site: Cleveland, OH
Checkmark Icon$94,741
14-0151003/12/2015Claimant(s): Robert Durick
Claimant Lawyers(s): Robert J. Durick
Respondent(s): Success Trade Securities.
Respondent Lawyers(s): Fuad Ahmed
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
Checkmark Icon$2,733
13-0218010/20/2014Claimant(s): John Shaw
Claimant Lawyers(s): John M. Shaw
Respondent(s): Brad Hindman, Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
13-0293708/05/2014Claimant(s): Matthew Pajestka
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Frank C. Fogl
Hearing Site: Cleveland, OH
Checkmark Icon$18,000
11-0476608/29/2013Claimant(s): Chester Scott, Michael Buckingham, Peter Accetta, Ronald Pyka, Suzanne Rusconi Accetta Revocable Trust
Claimant Lawyers(s): Marion H. Little
Respondent(s): Multi-Financial Securities Corporation
Respondent Lawyers(s): Chetan S. Patil
Arbitrator(s): Frank C. Fogl, Erwin John Dugasz, Larry Moore
Hearing Site: Columbus, OH
Checkmark Icon$111,000
10-0256907/26/2011Claimant(s): William Jones
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Frank C. Fogl
Hearing Site: Charleston, WV
Checkmark IconExpungement
09-0396706/27/2011Claimant(s): Donald Burwell, Marjorie Burwell
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Kenneth A. Bravo
Arbitrator(s): Frank C. Fogl, James Dale Ellis, Mark L. Ferris
Hearing Site: Cleveland, OH
Checkmark IconExpungement
09-0199203/14/2011Claimant(s): Carl Mielnicki, Donald Knicley, Frederick Krause, Thomas Leo
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Frank C. Fogl, Jeffrey Mark Schwartz, Ralph L. Halpern
Hearing Site: Rochester, NY
Checkmark Icon$0

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