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FINRA Awards for Mark L. Ferris

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0396706/27/2011Claimant(s): Donald Burwell, Marjorie Burwell
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Kenneth A. Bravo
Arbitrator(s): Frank C. Fogl, James Dale Ellis, Mark L. Ferris
Hearing Site: Cleveland, OH
Checkmark IconExpungement
09-0357811/30/2010Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Douglas Kuhlman
Respondent Lawyers(s): Robert D. Kehoe
Arbitrator(s): Mitchell B. Goldberg, Mark L. Ferris, Dieter Domanovic
Hearing Site: Cleveland, OH
07-0003910/24/2007Claimant(s): Mary Patnik
Claimant Lawyers(s): Leonard W. Yelsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael A. Ungar
Arbitrator(s): Richard R. Edmister, Mark L. Ferris, Gary B. Deutsch
Hearing Site: Cleveland, OH
Checkmark Icon$0

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