| 13-01002 | 06/03/2013 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): David Belcher
Respondent(s): Fifth Third Securities., Nathan Bartow
Respondent Lawyers(s): Edmond J. Mack, Marion H. Little
Arbitrator(s): Jason C. Blackford, Mitchell B. Goldberg, James E. Zimmerman
Hearing Site: Cleveland, OH
| | |
| 12-01394 | 04/03/2013 | Claimant(s): Robert Fabric
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Erik Lenyk, Hefren-Tillotson.
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Mitchell B. Goldberg, James T. Carney, Thomas David Hudak
Hearing Site: Pittsburgh, PA
|  | $10,816 |
| 09-03578 | 11/30/2010 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Douglas Kuhlman
Respondent Lawyers(s): Robert D. Kehoe
Arbitrator(s): Mitchell B. Goldberg, Mark L. Ferris, Dieter Domanovic
Hearing Site: Cleveland, OH
| | |
| 04-05063 | 10/09/2007 | Claimant(s): Fanam
Claimant Lawyers(s): Louis F. Burke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joshua R. Cohen
Arbitrator(s): Jeffrey M. Bain, Gary R. Miles, Mitchell B. Goldberg
Hearing Site: Cleveland, OH
| | $700,000 |
