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FINRA Awards for Kenneth A. Bravo

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0396706/27/2011Claimant(s): Donald Burwell, Marjorie Burwell
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Kenneth A. Bravo
Arbitrator(s): Frank C. Fogl, James Dale Ellis, Mark L. Ferris
Hearing Site: Cleveland, OH
Checkmark IconExpungement
09-0525310/11/2010Claimant(s): The Estate of Lawrence D. Burns
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid-Ohio Securities Corp
Respondent Lawyers(s): Kenneth A. Bravo
Arbitrator(s): Steven K. Lum, Gregory B. Wood, Dee Newell
Hearing Site: Las Vegas, NV
Checkmark Icon$280,684
07-0188710/14/2008Claimant(s): G. Perros
Claimant Lawyers(s): Alex Coulter Cross
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Kenneth A. Bravo
Arbitrator(s): Alex H. Keller, Randall S. Strause, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
Checkmark Icon$128,920

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