| 08-02037 | 02/26/2009 | Claimant(s): Jessie Goff
Claimant Lawyers(s): Jessie E. Goff
Respondent(s): Wachovia Securities, David Cronan, A.G. Edwards & Sons.
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Louisville, KY
|  | $213 |
| 08-00119 | 02/12/2009 | Claimant(s): Mr. & Mrs. James H. Morton
Claimant Lawyers(s): Sonia Morton
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Arthur L. Sirkin, Horace A. Andrews, David C. Matthews
Hearing Site: Orlando, FL
| | $0 |
| 07-01847 | 02/02/2009 | Claimant(s): Lynn Mershon
Claimant Lawyers(s): David H. Correll
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Thomas F. Mahoney, Christopher Daniel Gryzen, Leo G. Stern
Hearing Site: Des Moines, IA
| | $300 |
| 07-02967 | 12/22/2008 | Claimant(s): Albert Sims and Mindy Sims
Claimant Lawyers(s): Albert Sims
Respondent(s): Nancy Baker, A.G. Edwards & Sons.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Lisa M. Mezzetti
Hearing Site: Washington, DC
| | $0 |
| 07-02742 | 11/03/2008 | Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Alicia Etre
Respondent(s): Gene Harshman, Karen Loeschen, Krista Savage, Merrill Lynch Pierce Fenner & Smith Inc., Richard Marcolla, Robert Barry, Thomas Cutrone, William Easterling
Respondent Lawyers(s): Curtis C. Calloway, Todd J. Kaiser
Arbitrator(s): John N. Reidy, Frederick Michael Switzer, John Bruce Witwer
Hearing Site: St. Louis, MO
| | $265,500 |
| 06-03279 | 09/15/2008 | Claimant(s): Robert W. Coles Rev.Tr
Claimant Lawyers(s): Anthony Hartman
Respondent(s): Joseph Hanna, A.G. Edwards & Sons., Robert Poling
Respondent Lawyers(s): William S. Port
Arbitrator(s): Edward F. Siegel, Benjamin B. Segel, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | $0 |
| 07-03269 | 09/12/2008 | Claimant(s): Beatrice Kershenblatt
Claimant Lawyers(s): Beatrice B. Kershenblatt
Respondent(s): David Karp, A.G. Edwards & Sons.
Respondent Lawyers(s): David Butler
Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan
Hearing Site: Philadelphia, PA
| | $0 |
| 06-05046 | 08/28/2008 | Claimant(s): Steven Bickel
Claimant Lawyers(s): Frank E. Bremmer
Respondent(s): John Humphrey, A.G. Edwards & Sons., Robert Burns
Respondent Lawyers(s): Brent J. Burtin, John James Humphrey
Arbitrator(s): David J. Anderson, Gerald F. Corrigan, David Nielsen
Hearing Site: Los Angeles, CA
| | No Info |
| 06-05382 | 08/21/2008 | Claimant(s): Delmer Urbanczyk
Claimant Lawyers(s): Steve Koslovsky
Respondent(s): Janet Urbanczyk, Marvin Urbanczyk, A.G. Edwards & Sons., Roger David, Edward Jones
Respondent Lawyers(s): Donald D. McBride, Frederic M. Wolfram, William S. Port
Arbitrator(s): Albert J. Haller, David B. Lacks, David A. Fingerhut
Hearing Site: St. Louis, MO
| | Account transfer request is granted |
| 07-02499 | 07/18/2008 | Claimant(s): Bernice Wright
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Byron Holley, A.G. Edwards & Sons.
Respondent Lawyers(s): Anita M. Britton
Arbitrator(s): Jeffrey M. Bain, Todd Parker Lowe, Rose H. Benkert
Hearing Site: Louisville, KY
| | $177,000 |
