| 18-02065 | 04/23/2019 | Claimant(s): George Kane
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Larry T. Coady, James John Jurinski, Justin Kurt Kraemer
Hearing Site: Portland, OR
|  | Dismissed by Rule 12206/12504 |
| 15-01784 | 05/19/2016 | Claimant(s): Mark Altstetter
Claimant Lawyers(s): Mark H. Altstetter
Respondent(s): Englebert Sarmiento, John Matthews
Respondent Lawyers(s): Ian J. Frimet, Ronald S. Herzog
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $38,428 |
| 14-01081 | 05/29/2015 | Claimant(s): Nicholas Glasby
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors LLC
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
| | Expungement |
| 13-03036 | 08/05/2014 | Claimant(s): Patrick Sandru
Claimant Lawyers(s): Patrick J. Sandru
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
| | $0 |
| 12-03415 | 10/11/2013 | Claimant(s): Thomas Giusto
Claimant Lawyers(s): Troy Greenfield
Respondent(s): Christina Price, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant, Wendy L. Harris, James John Jurinski
Hearing Site: Portland, OR
| | Expungement |
| 13-00001 | 10/04/2013 | Claimant(s): Kevin Hardesty
Claimant Lawyers(s): Kevin E. Hardesty
Respondent(s): Gary Jurden, Riversource Distributors.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $23,366 |
| 12-01905 | 07/22/2013 | Claimant(s): Robert Melkesian, Carl Deters IRA
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): James John Jurinski, Bert P. Krages, Grant Franklin Yoakum
Hearing Site: Portland, OR
| | $132,095 |
| 11-04219 | 01/07/2013 | Claimant(s): Kenneth Carl, Rebecca Carl
Claimant Lawyers(s): Kenneth J. Carl
Respondent(s): John Menefee, Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Julie Thrall Burrow
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $0 |
| 09-01513 | 05/14/2010 | Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Citigroup Global Markets., Lloyd Millegan
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson
Hearing Site: Portland, OR
| | $0 |
