| 20-02856 | 03/23/2021 | Claimant(s): Brian McDowell
Claimant Lawyers(s): Brian Sun Eagleheart McDowell
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Daniel B. MacLeod, John M. Casey, James John Jurinski
Hearing Site: Portland, OR
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| 19-03506 | 06/30/2020 | Claimant(s): Martha Caldwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 19-02217 | 03/13/2020 | Claimant(s): Michael Myers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Private Consulting Group.
Respondent Lawyers(s): Robert L. Keys
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 17-01823 | 04/06/2018 | Claimant(s): Michael Clancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 12-03328 | 05/12/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Mark Hines
Respondent Lawyers(s): Jonathan Polland
Arbitrator(s): Laurie E. Law, James John Jurinski, Richard Frederick Church
Hearing Site: Portland, OR
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| 13-01541 | 03/14/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Phillip G. Eckenrode
Respondent(s): Wells Fargo Advisors, Kimberly Perreira
Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich
Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski
Hearing Site: Portland, OR
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| 10-04283 | 04/14/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Tony Barbisan
Respondent Lawyers(s): Tony Carlo Barbisan
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 10-00889 | 01/24/2011 | Claimant(s): Black Rose Equity Management LLC
Claimant Lawyers(s): Sandra P. Espinosa
Respondent(s): Donald Williams
Respondent Lawyers(s): Donald Erick Williams
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 10-00885 | 08/26/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Gary Feldman
Respondent Lawyers(s): Neal M. Goldstein
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 07-01890 | 09/02/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Minervini
Respondent Lawyers(s): Roger Hennagin
Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin
Hearing Site: Portland, OR
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