| 24-00811 | 11/20/2024 | Claimant(s): Chad Harman
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Chelsea Financial Services
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Tina Alison Davis, William G Brown, Richard Shane Geist
Hearing Site: Wichita, KS
|  | Dismissed by Rule 12206 |
| 19-01855 | 01/28/2022 | Claimant(s): David Frost
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Ilene T. Gormly, Robert J. Carlson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | $0 |
| 19-01199 | 01/26/2022 | Claimant(s): Pamela A. Frost IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Kelley L Cornelius, Ilene T. Gormly, Lawrence R. Maxwell
Hearing Site: Wichita, KS
| | $60,205 |
| 18-03335 | 04/05/2019 | Claimant(s): David Shoesmith
Claimant Lawyers(s): Jennifer Lamirand
Respondent(s): Paul Waller
Respondent Lawyers(s): Paul Waller
Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory
Hearing Site: Wichita, KS
| | Expungement |
| 16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson
Hearing Site: Wichita, KS
| | Expungement |
| 16-00021 | 11/28/2016 | Claimant(s): Linda Anthony
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): MML Investors Services, Voya Financial Advisors.
Respondent Lawyers(s): Bryce Benson, William P. Thornton
Arbitrator(s): Dale C. Putman, Susan A. Berson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | Expungement |
| 13-02061 | 08/20/2015 | Claimant(s): Ardalia Criner, Gary Hall, Gina Hall, Helen Sanders, William Sanders
Claimant Lawyers(s): Andrew Stoltman
Respondent(s): Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): David K. Miller, Heidi E. VonderHeide
Arbitrator(s): Robert G. Scott, John M. Wehrman, Susan Ann Berson
Hearing Site: Wichita, KS
| | Expungement |
| 14-02053 | 04/06/2015 | Claimant(s): Tamara Collins
Claimant Lawyers(s): Tamara J. Collins
Respondent(s): LPL Financial LLC, Scott Wilson
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
| | $6,631 |
| 10-05785 | 09/29/2011 | Claimant(s): Orval Beckmon
Claimant Lawyers(s): Barry D. Estell
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Hayes, Wilburta Ann Willey, John James Rubin
Hearing Site: Wichita, KS
| | $0 |
| 10-03995 | 04/19/2011 | Claimant(s): Gates Family Trust
Claimant Lawyers(s): Griffith G. Gates
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Preston A. Trimble
Hearing Site: Wichita, KS
| | $0 |
