| 17-02146 | 08/06/2019 | Claimant(s): Richard McCollam
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Mary Price
Respondent Lawyers(s): Mary Kathryne Price
Arbitrator(s): Frank R Weaver, Peter H. Daly, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
|  | Expungement |
| 12-03263 | 05/23/2013 | Claimant(s): Marylyn Siewert Cust Michael Bellotti, Marylyn Stiewert Cust Zachery Rickenbach, Peter K. Siewert, IRA
Claimant Lawyers(s): Marilyn Siewert, Peter K. Siewert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | $163 |
| 10-04881 | 02/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): L. Eric Dowell
Respondent(s): Sherry Hooper, The Wayne D. and Gail M. Allison Living
Respondent Lawyers(s): Sherry Hooper, Wayne Allison
Arbitrator(s): Paul J. Dubow, Frank R Weaver, Walter J. Huntley
Hearing Site: Reno, NV
| | $0 |
| 11-04282 | 01/04/2013 | Claimant(s): Herman Fitzgerald
Claimant Lawyers(s): Nicholas A. Rogers
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Frank R Weaver, Edwin C. Shiver, Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | Expungement |
| 12-02750 | 01/03/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Anthony L. Valenzuela
Respondent(s): Thomas Libby
Respondent Lawyers(s): Thomas L. Libby
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | $0 |
| 11-00325 | 08/30/2012 | Claimant(s): Martin Brookes
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ivar Jones, Matthew Dolan, Ameritas Investment Corp.
Respondent Lawyers(s): Kavya Mohankumar
Arbitrator(s): Frank R Weaver, David R. Finch, Mark R. Topper
Hearing Site: San Francisco, CA
| | Expungement |
| 10-04062 | 12/06/2011 | Claimant(s): Mary Iandiorio, Mary Ann Iandiorio Trust
Claimant Lawyers(s): Brett Alcala
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Frank R Weaver, Linda M. McCoy, Martin Joel Fassler
Hearing Site: San Francisco, CA
| | Expungement |
| 10-01847 | 08/26/2011 | Claimant(s): George Putnam
Claimant Lawyers(s): Justin T. Berger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Frank R Weaver, Michael J. Fish, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $127,944 |
| 10-03998 | 03/15/2011 | Claimant(s): Marshall Rev Living Trust A
Claimant Lawyers(s): William H. Marshall
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | $15,425 |
| 10-02474 | 03/01/2011 | Claimant(s): Raifman Family Rev Intel Trust
Claimant Lawyers(s): Brian G. Isaacson
Respondent(s): Wachovia Securities, George Gordon
Respondent Lawyers(s): David A. Picon, Ronald E. Wood
Arbitrator(s): Mary Curran, Frank R Weaver, Nancy Hutt
Hearing Site: San Francisco, CA
| | $0 |
