Potomac Analytics' Logo

FINRA Awards for Nicholas A. Rogers

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0428201/04/2013Claimant(s): Herman Fitzgerald
Claimant Lawyers(s): Nicholas A. Rogers
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Frank R Weaver, Edwin C. Shiver, Ralph L. Jacobson
Hearing Site: San Francisco, CA
Checkmark IconExpungement

1 Results

Display: