FINRA Awards for Frank R Weaver

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02805	07/07/2015	Claimant(s): Christine McBroom Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Edward Jones Respondent Lawyers(s): Will P. Riffelmacher Arbitrator(s): Frank R Weaver, Pamela S. Mann, James G. Gillivan Hearing Site: San Francisco, CA
11-00963	04/04/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Paul T. Cahill Respondent(s): Marco Rivera Respondent Lawyers(s): Christian Krankemann Arbitrator(s): Frank R Weaver Hearing Site: San Francisco, CA
12-02656	01/28/2013	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Tara M. Jacobson Respondent(s): Thomas Gillons Respondent Lawyers(s): Thomas Dominick Gillons Arbitrator(s): Frank R Weaver Hearing Site: San Francisco, CA
10-04235	11/14/2011	Claimant(s): Catherine Pinkas Claimant Lawyers(s): John Fu Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): Frank R Weaver, Dean J. Dietrich, Bradley C. Mitchell Hearing Site: San Francisco, CA
09-06788	04/21/2011	Claimant(s): Spade Chan Claimant Lawyers(s): Mark P. Meuser Respondent(s): Bruce Bordelon, Ameriprise Financial Services., Johnny Ng Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Frank R Weaver, Nancy Hutt, Barbara M. Anscher Hearing Site: San Francisco, CA