| 22-01019 | 02/22/2023 | Claimant(s): Germon Medeiros, Jennifer Medeiros, Germon G. and Jennifer L. Medeiros, Germon G. Medeiros Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Joseph Todd
Respondent Lawyers(s): Joseph Michael Todd
Arbitrator(s): Nicholas John Taldone, Joanna Salapska-Gelleri, Lloyd Green
Hearing Site: Tampa, FL
|  | $97,800 |
| 19-03556 | 05/17/2021 | Claimant(s): Donna Wagner
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Perry, Brokers International Financial Services
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Lynn Hirschfeld Brahin, Robert David Epstein, Natalie R Dickey
Hearing Site: Indianapolis, IN
| | $795,929 |
| 19-02721 | 09/22/2020 | Claimant(s): Darlene Aguirre, Darlene Aguirre IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jason Williams
Respondent Lawyers(s): Dochtor Kennedy
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
| | $73,000 |
| 20-00590 | 09/04/2020 | Claimant(s): Louis Hill, Marsha Hill
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Perry, Brokers International Financial Services
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Natalie R Dickey
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206/12504 |
| 18-01298 | 09/19/2019 | Claimant(s): A. Bruce Sanborn, M. Dianne Sanborn, A. Bruce and M. Dianne Sanborn Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert D. Sussin, Michael M. Hachigian, Elizabeth Yang
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02836 | 08/15/2018 | Claimant(s): John Riley, Jyoti Riley, Blenheim Companies LLC, Jyoti Riley IRA Account, John and Jyoti Riley Joint Account, J&J Family L.P.
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Raymond P. Buschmann, Alan Barinholtz, Mark W Solock
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
| 17-01767 | 08/10/2018 | Claimant(s): Denise Fry, Donna Sullivan, Denise M. Fry Living Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Tamara Steele
Respondent Lawyers(s): Robert L. Hartley
Arbitrator(s): Lynn Hirschfeld Brahin, Julia Church Kozicki, Jill Elise Vestal
Hearing Site: Indianapolis, IN
| | $226,908 |
| 16-00180 | 05/24/2017 | Claimant(s): Marlene Lane
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Susan L. Walker, John L. Krauss, William Peter Kealey
Hearing Site: Indianapolis, IN
| | Expungement |
| 15-01431 | 02/07/2017 | Claimant(s): Roger Turner, Roger T. Turner IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jonathan Anderson, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lita S Menkin, David Walton Earle, J. Wesley Romine
Hearing Site: Birmingham, AL
| | Expungement |
| 15-02110 | 11/23/2016 | Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Kris Maksimovich
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Lawrence R. Maxwell, Sheldon Weinhaus, Brian James Tagtmeier
Hearing Site: Little Rock, AR
| | Expungement |
