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FINRA Awards for Mark E. Maddox

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0114510/22/2021Claimant(s): Tyler Maddox
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sherrill Wm Colvin, John L. Krauss, David Joseph Remondini
Hearing Site: Indianapolis, IN
16-0179609/11/2017Claimant(s): Jason Woodruff
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Conni Mcewen, Erin Shaw, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert David Epstein, John Andrew Wagner, William Joseph Caprathe
Hearing Site: Indianapolis, IN
14-0375410/25/2016Claimant(s): David Raabe
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marc Schultz
Respondent Lawyers(s): Paul D. Vink
Arbitrator(s): Donald W. Cohen, G. Marshall Abbey, Preston L. Pugh
Hearing Site: Indianapolis, IN

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