| 12-03003 | 06/12/2014 | Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford
Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman
Hearing Site: New York, NY
|  | Expungement |
| 12-00935 | 06/24/2013 | Claimant(s): Barbara Merlin, John Merlin, Merlin Family Trust dtd 09/15/2005
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Jeffery Briggs, Mark McCloskey, Philip Pizelo, Shanon Ford, Briggs Financial Services, Pacific West Financial Group Holding Co., Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Chance A.E. Hodges, Jeffrey O. Briggs
Arbitrator(s): Jerry H. Friedland, Henry L. Dahl, William Borden Morgan
Hearing Site: Phoenix, AZ
| | Expungement |
| 11-01943 | 11/20/2012 | Claimant(s): William Otto, William L. Otto Irrevocable Lifetime Tru
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Joseph Gill, Lore Gordon, MML Investors Services
Respondent Lawyers(s): Barry R. Temkin, Mathew Tracy, William P. Thornton
Arbitrator(s): Steven David Leader, Leslie Ruth Nydick, Edwin H. Bennett
Hearing Site: New York, NY
| | Expungement |
| 11-00489 | 07/19/2012 | Claimant(s): Shirley Baer
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Hemant Singh, Financial Network Investment C
Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy
Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno
Hearing Site: New York, NY
| | Expungement |
| 08-02791 | 01/13/2010 | Claimant(s): Laura Quigley
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Ralph Saviano
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): AnnMarie Miller, Douglas John Baumann, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $5,500 |
| 08-00840 | 04/09/2009 | Claimant(s): Susan Harris
Claimant Lawyers(s): Susan C. Harris
Respondent(s): Stanley Reynolds, American Financial Associates
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Mark S. Priver, James T. Capretz, Michael M. Perrigue
Hearing Site: Los Angeles, CA
| | $61,331 |
| 08-00011 | 11/18/2008 | Claimant(s): Lois Grant
Claimant Lawyers(s): Lois A. Grant
Respondent(s): Dave Samuels, Sagepoint Financial.
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
| | $0 |
| 07-03127 | 06/09/2008 | Claimant(s): Ruth Smith, William Smith, Ruth M. Smith IRA, William L. Smith IRA
Claimant Lawyers(s): Ruth M. Smith
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
| | $0 |
