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FINRA Awards for Barry R. Temkin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0672607/15/2010Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Sharon Hubberman
Respondent Lawyers(s): Sharon D. Hubberman
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
09-0474603/08/2010Claimant(s): SagePoint Financial.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): John Heil
Respondent Lawyers(s): John H. Heil
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
09-0495302/04/2010Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Jacqueline Hanson-Shea
Respondent Lawyers(s): Jacqueline Lynn Hanson-Shea
Arbitrator(s): Daniel Herbert Margolis
Hearing Site: Washington, DC
07-0226602/10/2009Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Laron Shannon
Respondent Lawyers(s): Laron D. Shannon
Arbitrator(s): Richard B. Bequette, Stephen J. Taddie, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
05-0454605/16/2008Claimant(s): SunAmerica Securities.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Peter Sloan
Respondent Lawyers(s): Peter M. Sloan
Arbitrator(s): Patrick J. Howley, David J. Pine, Irwin Pronin
Hearing Site: Newark, NJ

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