| 09-05645 | 07/13/2011 | Claimant(s): Bobby Panahi
Claimant Lawyers(s): Peter M. Kunstler
Respondent(s): UBS Financial Services Inc., Trevis Rucci
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Thomas E. Shuck, Robert W. Vernon, David Nielsen
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-06578 | 07/08/2011 | Claimant(s): Leo David, Ruth David, R&D Development
Claimant Lawyers(s): David Boros
Respondent(s): Gal Ben-Naim, IDB Capital Corp.
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Sandra L. Malek, Jeffrey E. Skogsbergh, Richard M. Norman
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02276 | 07/07/2011 | Claimant(s): Robert Ralston, Susan Ralston
Claimant Lawyers(s): Martin B. Greenbaum, Ronald E. Miller
Respondent(s): Paul Heckler
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): George H. Casey, Robert F. Saint-Aubin, Joseph A Newcomb
Hearing Site: Los Angeles, CA
| | $200,000 |
| 09-07185 | 07/07/2011 | Claimant(s): Paul Oshideri
Claimant Lawyers(s): Paul Oshideri
Respondent(s): Frank Sanchez, Lawrence Goodkind, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Philip W. Burge, James H. Frank, Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05699 | 07/06/2011 | Claimant(s): Dynamis.
Claimant Lawyers(s): Thomas Terwilliger
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $38 |
| 09-03094 | 07/05/2011 | Claimant(s): Rosen Capital Institutional LP, Rosen Capital Partners LP
Claimant Lawyers(s): Harold Barza
Respondent(s): Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Peter K. Vigeland
Arbitrator(s): Arthur T. Berggren, Katharine Reed Coleman, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $63,665,200 |
| 10-01546 | 07/05/2011 | Claimant(s): Susan Inbar-Grecco, Susan Inbar-Grecco Trust dtd 9/13/1989
Claimant Lawyers(s): Jared R. B. Hutton
Respondent(s): Jose Lamas, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Michael R. Mitchell, Joyce L. Hurley, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05898 | 06/28/2011 | Claimant(s): Daniel L. Villanueva Family Trust
Claimant Lawyers(s): Aimee E. Dominguez
Respondent(s): Wedbush Securities Inc., Javier Jimenez
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Suzanne Viau Chamberlain, David Maurer, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $89,100 |
| 10-00477 | 06/23/2011 | Claimant(s): Michael Armstrong, Michael Armstrong IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): David Carlson
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Neil S. Jasper, Royal D. Heisser, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | $218,163 |
| 09-05428 | 06/21/2011 | Claimant(s): Brandon Lew, Wendy Lew, Brandon Lew Inherited IRA, Wendy Lew SEP IRA, HMH Emergency Medical Group 401(K) Profi, Lew Family Trust UTA DTD 9/11/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Diana Li, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Diana D. Li, Wendy R. Robinson
Arbitrator(s): Larry Haugaard, Thomas A. Culbertson, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $600 |
