| 14-03551 | 12/03/2015 | Claimant(s): Kathy Piniewski
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Courtney M. Rogers-Reid
Arbitrator(s): Stephen P. LaLonde
Hearing Site: Buffalo, NY
|  | $80,641 |
| 13-02150 | 07/15/2015 | Claimant(s): Henry Mora, Lionel Gonzalez, Michele Lewis
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Thomas Fleming
Arbitrator(s): Jeffrey M. Allen, Debra Brothers Self, Byron L. Dare
Hearing Site: San Francisco, CA
| | $1,401,700 |
| 14-00835 | 05/01/2015 | Claimant(s): Keith Williams
Claimant Lawyers(s): Nicole M. Marshall
Respondent(s): Royal Alliance Associates., Peter Mitroff, Executive Wealth Management
Respondent Lawyers(s): Khalilah V. Spencer, Seth D. Gould
Arbitrator(s): Edward M. Olson, Timothy J. Currier, Richard Heim Foley
Hearing Site: Detroit, MI
| | $0 |
| 14-00982 | 01/09/2015 | Claimant(s): Amanda Lenvin, Co-Executor of the Estate, David Lenvin, Estate of Michael William Lenvin
Claimant Lawyers(s): Jon C. Furgison
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gail E. Cohen
Arbitrator(s): Edward J. Costello, Steven A. Wawra, Daniel Su
Hearing Site: Los Angeles, CA
| | $884,220 |
| 13-02836 | 11/06/2014 | Claimant(s): Mary Curattalo, Sal Curattalo
Claimant Lawyers(s): David Liebrader
Respondent(s): Royal Alliance Associates., Mark Intino
Respondent Lawyers(s): Alan L. Sachs, Jay Simpson
Arbitrator(s): Robert A. Lombardi, William R. Rafti, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | $45,000 |
| 12-00557 | 09/26/2014 | Claimant(s): John Wisener III & Christine Wisener Tru
Claimant Lawyers(s): Thomas Corcovelos
Respondent(s): Clinton Lord, Royal Alliance Associates., Lord Financial Services
Respondent Lawyers(s): G. Thomas Fleming III
Arbitrator(s): Roberta Haft, Edward A. Trabin, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01522 | 09/10/2014 | Claimant(s): Sandra Liebhaber
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): June McLaughlin, Richard J. Stall, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03625 | 12/20/2013 | Claimant(s): Laurie Krauss, Laurie L. Krauss Trust UAD 03/27/12
Claimant Lawyers(s): David P Meyer
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Kathleen P. Helbig-Hannan, Robert M Lustig, Leroy Burton Parks
Hearing Site: Cleveland, OH
| | Expungement |
| 12-01183 | 11/27/2013 | Claimant(s): Joanne Hurley
Claimant Lawyers(s): Todd Wilson
Respondent(s): George Avallone, Royal Alliance Associates., George A. Avallone Tax and Financial Svc
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
| | $0 |
| 13-01283 | 11/05/2013 | Claimant(s): Rosalyn Wenzel
Claimant Lawyers(s): Rosalyn S. Wenzel
Respondent(s): Glenn King, Royal Alliance Associates., Louis Sorrentino
Respondent Lawyers(s): Glenn R. King, Lauren H. Lezak, Louis R. Sorrentino
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
| | $0 |
