22-00645 | 11/13/2023 | Claimant(s): Thomas Sowers Claimant Lawyers(s): Thomas S. Sowers Respondent(s): Morgan Stanley, Geoffrey Korwan Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Jim Geiger, Michael J. Ahlstrom, Todd B. Johnson Hearing Site: Charleston, WV
| | $0 |
20-01248 | 09/10/2021 | Claimant(s): Alan Withrow, Belva Withrow Claimant Lawyers(s): Travis A. Griffith Respondent(s): Robert Skidmore, Money Concepts Capital Corp Respondent Lawyers(s): Lee Murray Hall Arbitrator(s): Kevin R. Zehe, Stephen M. Bales, John C. Aten Hearing Site: Charleston, WV
| | Expungement |
19-02271 | 10/16/2020 | Claimant(s): June Glover Claimant Lawyers(s): Stephen P. Meyer Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Abigail Elrod, Jeffery D. Rodgers, Jr., Regina Pepe Martorana Arbitrator(s): Jeffrey M. Bain, Jane Tam, Anthony Cipiti Hearing Site: Charleston, WV
| | Settlement |
16-02059 | 04/10/2019 | Claimant(s): Thomas Whitman Claimant Lawyers(s): Richard Fosher Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Edward Blumstein, Tina E. Patterson, W. Michael Frazier Hearing Site: Charleston, WV
| | $74,993 |
16-00333 | 08/15/2017 | Claimant(s): Michael Darius, Miriam Darius Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Stuart H. Dunn, Tina E. Patterson, Eileen B. Vernon Hearing Site: Charleston, WV
| | $0 |
14-02852 | 12/01/2016 | Claimant(s): Omega Facility Services Solutions Surety Claimant Lawyers(s): Brandon S. Steele Respondent(s): Edward Herbst, Wellington Shields & Co. Respondent Lawyers(s): Neil A. Sussman Arbitrator(s): Thomas H. Barnard, Christopher M. McMurray, John C. Aten Hearing Site: Charleston, WV
| | $0 |
13-00561 | 05/21/2014 | Claimant(s): Hugh Dale Claimant Lawyers(s): Hugh D. Dale Respondent(s): Neil Morganbesser, Cappello Capital Corp. Respondent Lawyers(s): Jeffrey A. Sklar, Matthew N. Falley Arbitrator(s): Donald B. Vaden, Christopher Lee Howard, Stephen M. Bales Hearing Site: Charleston, WV
| | $3,698 |
12-02924 | 03/27/2014 | Claimant(s): Ruth Saldanha Claimant Lawyers(s): Stephen P. Meyer Respondent(s): Raymond James Financial Services., Todd Dudley Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): Charles D. Underwood Hearing Site: Charleston, WV
| | Expungement |
12-03734 | 07/24/2013 | Claimant(s): Scott Gordon Claimant Lawyers(s): Scott Gordon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Thomas H. Barnard Hearing Site: Charleston, WV
| | $0 |
11-01549 | 10/19/2012 | Claimant(s): Edward LaPosta Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jill Y. Coen Arbitrator(s): Donald B. Vaden Hearing Site: Charleston, WV
| | Expungement |