Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00279 | 08/05/2024 | Claimant(s): Robert Snider Claimant Lawyers(s): Robert Roy Snider Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie Hearing Site: Charleston, WV | ||
| 21-00164 | 08/16/2021 | Claimant(s): Christopher Staten Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Chandler R. Bridges Hearing Site: Charleston, WV | ||
| 20-01544 | 11/13/2020 | Claimant(s): John Halterman Claimant Lawyers(s): Stephan Louviere Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Edward Blumstein Hearing Site: Charleston, WV | ||
| 19-03158 | 07/17/2020 | Claimant(s): Christopher Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charleston, WV | ||
| 17-03204 | 03/28/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason Warner Respondent(s): Charles Cox Respondent Lawyers(s): Charles Maxwell Cox Arbitrator(s): Tina E. Patterson Hearing Site: Charleston, WV | ||
| 16-01213 | 11/04/2016 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Jason Davis Respondent Lawyers(s): Jason Blair Davis Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charleston, WV | ||
| 13-03082 | 05/14/2014 | Claimant(s): United Brokerage Services Claimant Lawyers(s): Rose L. Wilson Respondent(s): John Pickens Respondent Lawyers(s): John Morgan Pickens Arbitrator(s): Donita M. King Hearing Site: Charleston, WV | ||
| 12-04170 | 11/29/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex Komoroski Respondent(s): Jeffery Thomas Respondent Lawyers(s): Jeffery Dwayne Thomas Arbitrator(s): Alex H. Keller Hearing Site: Charleston, WV | ||
| 13-00937 | 11/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Charles Music Respondent Lawyers(s): Charles A. Music Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Charleston, WV | ||
| 13-00320 | 07/05/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jason Warner Respondent(s): Phillip Conley Respondent Lawyers(s): Phillip Wayne Conley Arbitrator(s): Stuart H. Dunn Hearing Site: Charleston, WV |