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FINRA Awards for Edward W. Morris

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Displaying 21-30 out of 49 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0342805/08/2019Claimant(s): Herman Fuchs, Mina Fuchs
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: Newark, NJ
Checkmark Icon$0
16-0179208/20/2018Claimant(s): Camille Greco
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Israel Torres, Meyers Associates, L.P.
Respondent Lawyers(s): Israel Torres, John Stalanski
Arbitrator(s): Stephen L. Lister, Edward W. Morris, Bruce Edward Walenczyk
Hearing Site: Newark, NJ
Checkmark Icon$397,300
17-0135607/03/2018Claimant(s): Juliana Smith
Claimant Lawyers(s): Stephen J. Curley
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Joshua Kastan
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$62,275
16-0123407/17/2017Claimant(s): Alan Rosenthal Family Trust
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Wells Fargo Advisors, Russell Blum
Respondent Lawyers(s): Deirdre C. Wolff, Russell Scott Blum
Arbitrator(s): Edward W. Morris
Hearing Site: Hartford, CT
Checkmark IconExpungement
16-0184405/25/2017Claimant(s): Aspen Creek Partners
Claimant Lawyers(s): Eugene Mone
Respondent(s): VTB Capital Inc.
Respondent Lawyers(s): Robert G. Heim
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$0
15-0151403/17/2017Claimant(s): Robert Ehrenspeck
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Derek Schure, Mark Melnick, Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky, Robert M. Bursky
Arbitrator(s): Alice J. P. Lee-Getman, Edward W. Morris, Brian John Gallagher
Hearing Site: New York, NY
Checkmark Icon$0
16-0100808/29/2016Claimant(s): Kathleen Sincerbeaux
Claimant Lawyers(s): Kathleen J. Sincerbeaux
Respondent(s): Wells Fargo Advisors Financial Network, First Clearing
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edward W. Morris
Hearing Site: Augusta, ME
Checkmark Icon$9,603
15-0180904/04/2016Claimant(s): Joan Kellerts
Claimant Lawyers(s): Joan Kellerts
Respondent(s): Kenneth Hirsch, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$26,583
14-0376202/05/2016Claimant(s): Oliver Pinkard
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Dwarka Persaud
Respondent Lawyers(s): Dwarka Persaud
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$50,680
15-0142101/11/2016Claimant(s): Vera Bensimhon
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Abraham Bensimhon, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Adam J. Gana, Ronald Heineman
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$44,317

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