22-00501 | 11/06/2023 | Claimant(s): Disruptive Ventures Claimant Lawyers(s): Irwin Weltz Respondent(s): Erika Mckiernan, Greg Brogger, Forge Securities LLC Respondent Lawyers(s): Daniel Zinman, David A. Kotler Arbitrator(s): Peter A. Goldman, Laura Carraher, Ira A. Auerbach Hearing Site: New York, NY
| | Expungement |
20-03487 | 09/13/2021 | Claimant(s): Judy Block, Frances Norman Block Trust Claimant Lawyers(s): Kevin P. Conway Respondent(s): Morgan Stanley, Robert Ruffo Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Paul C. Kurland, Laura Carraher, Rory M. McLaughlin Hearing Site: New York, NY
| | Expungement |
16-00473 | 07/31/2019 | Claimant(s): Gregory Smyth, Mary Smyth, GPS & MCS Limited Partnership Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Fred S. Pieroni, Laura Carraher, Lynne M. Reid-McQueen Hearing Site: New York, NY
| | $0 |
18-01316 | 06/17/2019 | Claimant(s): Israel Sporn Claimant Lawyers(s): James P Galvin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Ruthann Granito Arbitrator(s): Laura Carraher, Michele S. Riley, Phillip Weitzman Hearing Site: New York, NY
| | Expungement |
16-00938 | 06/21/2017 | Claimant(s): James Khezrie, Joseph Khezrie, E & J Lawrence Corporation Claimant Lawyers(s): Adam Gana Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Laura Carraher, Robert E. Anderson, Nancy Kramer Hearing Site: New York, NY
| | Expungement |
13-02146 | 02/24/2015 | Claimant(s): Esther Weiss Claimant Lawyers(s): Leah Shedlo Respondent(s): Batholomew Sweeney, Bernard Fuchs, Ilona Nath, Lori Fass, Merrill Lynch Pierce Fenner & Smith Respondent Lawyers(s): Edward M. Ross, Nikolas S. Komayti Arbitrator(s): Laura Carraher, Marcia L. Adelson, Keely D. Parr Hearing Site: New York, NY
| | $0 |
13-00501 | 07/11/2014 | Claimant(s): Elizabeth Krinick Claimant Lawyers(s): August Iorio Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Mitchell S. Friedman, Laura Carraher, Yvette Strong Hearing Site: New York, NY
| | Expungement |
12-00733 | 05/06/2014 | Claimant(s): Anthony Averett Claimant Lawyers(s): Steven M. Green Respondent(s): Guy Ule, Wellington Shields & Co. Respondent Lawyers(s): Neil A. Sussman Arbitrator(s): Laura Carraher, Martin A. Edelstein, Linda J. Baer Hearing Site: New York, NY
| | $130,000 |
11-03842 | 04/08/2013 | Claimant(s): Frank Papa Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher Hearing Site: New York, NY
| | Expungement |