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FINRA Awards for Laura Carraher

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050111/06/2023Claimant(s): Disruptive Ventures
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Erika Mckiernan, Greg Brogger, Forge Securities LLC
Respondent Lawyers(s): Daniel Zinman, David A. Kotler
Arbitrator(s): Peter A. Goldman, Laura Carraher, Ira A. Auerbach
Hearing Site: New York, NY
Checkmark IconExpungement
20-0348709/13/2021Claimant(s): Judy Block, Frances Norman Block Trust
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Robert Ruffo
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Paul C. Kurland, Laura Carraher, Rory M. McLaughlin
Hearing Site: New York, NY
Checkmark IconExpungement
16-0047307/31/2019Claimant(s): Gregory Smyth, Mary Smyth, GPS & MCS Limited Partnership
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Fred S. Pieroni, Laura Carraher, Lynne M. Reid-McQueen
Hearing Site: New York, NY
Checkmark Icon$0
18-0131606/17/2019Claimant(s): Israel Sporn
Claimant Lawyers(s): James P Galvin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Ruthann Granito
Arbitrator(s): Laura Carraher, Michele S. Riley, Phillip Weitzman
Hearing Site: New York, NY
Checkmark IconExpungement
16-0093806/21/2017Claimant(s): James Khezrie, Joseph Khezrie, E & J Lawrence Corporation
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Laura Carraher, Robert E. Anderson, Nancy Kramer
Hearing Site: New York, NY
Checkmark IconExpungement
13-0214602/24/2015Claimant(s): Esther Weiss
Claimant Lawyers(s): Leah Shedlo
Respondent(s): Batholomew Sweeney, Bernard Fuchs, Ilona Nath, Lori Fass, Merrill Lynch Pierce Fenner & Smith
Respondent Lawyers(s): Edward M. Ross, Nikolas S. Komayti
Arbitrator(s): Laura Carraher, Marcia L. Adelson, Keely D. Parr
Hearing Site: New York, NY
Checkmark Icon$0
13-0050107/11/2014Claimant(s): Elizabeth Krinick
Claimant Lawyers(s): August Iorio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Mitchell S. Friedman, Laura Carraher, Yvette Strong
Hearing Site: New York, NY
Checkmark IconExpungement
12-0073305/06/2014Claimant(s): Anthony Averett
Claimant Lawyers(s): Steven M. Green
Respondent(s): Guy Ule, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Laura Carraher, Martin A. Edelstein, Linda J. Baer
Hearing Site: New York, NY
Checkmark Icon$130,000
11-0384204/08/2013Claimant(s): Frank Papa
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher
Hearing Site: New York, NY
Checkmark IconExpungement

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