17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman Claimant Lawyers(s): Michael L. Kirby Respondent(s): J.P. Morgan Securities, Vincent McGuinness Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon Hearing Site: San Diego, CA
| | Expungement |
16-00994 | 05/24/2016 | Claimant(s): Isaac Organization, Joinmax Engineering Consultants, Negotiart of America. Claimant Lawyers(s): David E. Robbins Respondent(s): Rocco Guidicipietro Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Patricia Mary Reilly, Nancy J. Spieczny, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Expungement |
14-03309 | 04/22/2016 | Claimant(s): Maged Ebrahim Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Nancy J. Spieczny, Sally G. Williams, Vytas Tarulis Hearing Site: San Diego, CA
| | $0 |
13-01430 | 12/16/2014 | Claimant(s): Edward Singer, Nancy Singer, Edward S. Singer 1931 Trust dtd 1/02/31 Claimant Lawyers(s): Daniel B. Carlson Respondent(s): G. Runnels, T.R. Winston & Company Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Nancy J. Spieczny, James J. Dobbin, Gary Patrick Poon Hearing Site: San Diego, CA
| | Expungement |
13-00430 | 06/11/2014 | Claimant(s): Agnes Barrelet, Agnes Barrelet IRA, Agnes Barrelet Trust dated 10/09/2009 Claimant Lawyers(s): G. Mark Brewer Respondent(s): Christopher Taylor, NFP Securities. Respondent Lawyers(s): Alexis Lu, Brandon S. Reif Arbitrator(s): Harvey C. Flodin, Nancy J. Spieczny, Michael D. Briggs Hearing Site: San Diego, CA
| | $1,246,160 |
13-01355 | 12/20/2013 | Claimant(s): Nadia Bacon f/k/a Nadi Youssef Claimant Lawyers(s): Nadia Youssef Respondent(s): Wells Fargo Advisors Financial Network, Fifth Third Securities. Respondent Lawyers(s): Deirdre Wolff, Peter J. Stautberg Arbitrator(s): Nancy J. Spieczny Hearing Site: San Diego, CA
| | $3,524 |
12-00856 | 07/08/2013 | Claimant(s): Terri Harbison, William Harbison, Harbison Family Trust Claimant Lawyers(s): Bradd L. Milove Respondent(s): Daniel Laframboise, DL Wealth Managment Group Respondent Lawyers(s): Brandon S. Reif, Kelsey Hotchkiss Arbitrator(s): Nancy J. Spieczny, E. Milton Frosburg, Michael D. Briggs Hearing Site: San Diego, CA
| | Expungement |
12-01002 | 01/17/2013 | Claimant(s): Diane Miller, Ilene Willsey, Kathleen Schwab, Skoff North Park II LLC, Skoff Olympic Gateway Parkway LLC, Skoff Sunriver LLC, Skoff-One Hanover, Estate of Ray Skoff, Ray Skoff Trust Claimant Lawyers(s): David I. Lefkowitz Respondent(s): Sentra Securities Corporation Respondent Lawyers(s): Greg Curley Arbitrator(s): Harvey C. Flodin, Nancy J. Spieczny, E. Milton Frosburg Hearing Site: San Diego, CA
| | $0 |
08-03821 | 02/09/2011 | Claimant(s): Angela Kamahi, Isaac Kamahi Claimant Lawyers(s): G. Mark Brewer Respondent(s): Matthew Lord, Banc Of America Investment Services Respondent Lawyers(s): Stephen M. Dollar Arbitrator(s): Nancy J. Spieczny, Cynthia B. Stone, Vytas Tarulis Hearing Site: San Diego, CA
| | $50,000 |
09-04531 | 11/05/2010 | Claimant(s): Bonnie Shoultz Claimant Lawyers(s): Julie McCawley-Self Respondent(s): Christopher Kozo, Wachovia Securities, Joshua Billauer, Ralph Bryan, Robert Wolter Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy J. Spieczny Hearing Site: San Diego, CA
| | $0 |