| 22-00976 | 12/08/2023 | Claimant(s): Harriet Isecke, William Isecke, Harriet Isecke IRA, William Isecke IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): John A. Scudiero, Edith M. Novack, Emily Diamond
Hearing Site: Jersey City, NJ
|  | Expungement |
| 19-03272 | 10/27/2023 | Claimant(s): 1926 Realty LItigation
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Carlos Benitez, Jeffrey Marcus, Jesus Gangi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Fred S. Pieroni, Cheryl H. Agris, Erica Bunin
Hearing Site: Jersey City, NJ
| | Expungement |
| 23-01058 | 10/11/2023 | Claimant(s): Diane Alves
Claimant Lawyers(s): Diane Alves
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
| | $0 |
| 22-01387 | 07/24/2023 | Claimant(s): Richard Nardone
Claimant Lawyers(s): Damian L. Albergo
Respondent(s): Airinhos Serradas, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Morton S. Bunis, Joan Dawn Hogarth, Laura Engelhardt
Hearing Site: Jersey City, NJ
| | Expungement |
| 23-00300 | 07/13/2023 | Claimant(s): James Ko
Claimant Lawyers(s): James Ko
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): John A. Scudiero, Yvonne F. Rocco, Jeffrey Alan Helewitz
Hearing Site: Jersey City, NJ
| | Dismissed by Rule 12206 |
| 22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg
Hearing Site: Jersey City, NJ
| | $0 |
| 20-02885 | 06/12/2023 | Claimant(s): Keila Cengiz
Claimant Lawyers(s): Michael M. DiCicco
Respondent(s): Brian Manning, Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond
Hearing Site: Jersey City, NJ
| | Expungement |
| 22-02014 | 04/24/2023 | Claimant(s): Delice Roberson
Claimant Lawyers(s): Delice A. Roberson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
| | Dismissed by Rule 12206 |
| 22-01633 | 03/20/2023 | Claimant(s): Marc Knobloch
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | Dismiss by Rule 12206 |
| 20-01353 | 12/02/2022 | Claimant(s): Louis Barrood
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Michael Fischetti, Edith M. Novack, Beverly Ann Williams
Hearing Site: Jersey City, NJ
| | $0 |
