Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01058 | 10/11/2023 | Claimant(s): Diane Alves Claimant Lawyers(s): Diane Alves Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): David S. Billet Hearing Site: Jersey City, NJ |  | $0 |
| 22-01387 | 07/24/2023 | Claimant(s): Richard Nardone Claimant Lawyers(s): Damian L. Albergo Respondent(s): Airinhos Serradas, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Morton S. Bunis, Joan Dawn Hogarth, Laura Engelhardt Hearing Site: Jersey City, NJ | | Expungement |
| 23-00300 | 07/13/2023 | Claimant(s): James Ko Claimant Lawyers(s): James Ko Respondent(s): PNC Investments Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): John A. Scudiero, Yvonne F. Rocco, Jeffrey Alan Helewitz Hearing Site: Jersey City, NJ | | Dismissed by Rule 12206 |
| 22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg Hearing Site: Jersey City, NJ | | $0 |
| 20-02885 | 06/12/2023 | Claimant(s): Keila Cengiz Claimant Lawyers(s): Michael M. DiCicco Respondent(s): Brian Manning, Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond Hearing Site: Jersey City, NJ | | Expungement |
| 22-02014 | 04/24/2023 | Claimant(s): Delice Roberson Claimant Lawyers(s): Delice A. Roberson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | | Dismissed by Rule 12206 |
| 22-01633 | 03/20/2023 | Claimant(s): Marc Knobloch Claimant Lawyers(s): Michael J. Giarrusso Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | | Dismiss by Rule 12206 |
| 20-01353 | 12/02/2022 | Claimant(s): Louis Barrood Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jason O. Billy Arbitrator(s): Michael Fischetti, Edith M. Novack, Beverly Ann Williams Hearing Site: Jersey City, NJ | | $0 |
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Alex E. Rogers Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | | Expungement |
| 22-00839 | 08/31/2022 | Claimant(s): Stewart Graddick Claimant Lawyers(s): Stewart T. Graddick Respondent(s): Prudential Investment Mgmt Services LLC Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ | | $0 |