21-02392 | 03/14/2022 | Claimant(s): Bizhan Sheikholeslami Claimant Lawyers(s): Bizhan Zia Sheikholeslami Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Terry F Peppard Hearing Site: Milwaukee, WI
| | $163 |
17-01786 | 09/26/2019 | Claimant(s): The Estate of Nancy Allan Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Seth M Erickson Arbitrator(s): Terry F Peppard, Kevin J. Demet, William Joseph Caprathe Hearing Site: Milwaukee, WI
| | $167,002 |
15-00038 | 06/20/2019 | Claimant(s): Delise Martire, Sandra Hendricksen Martire Claimant Lawyers(s): J. Owen Murrin Respondent(s): Edward Jones, Troy Nelson Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Terry F. Peppard, Stanley H. Michelstetter, P. J. Boylan Hearing Site: Bismarck, ND
| | $513,716 |
16-02823 | 05/23/2018 | Claimant(s): James Holstine Claimant Lawyers(s): Steven G. Legum Respondent(s): Gary Demetri, Robert Marcus, Spartan Capital Securities Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Terry F. Peppard, Ronald L. Lantz, Kenneth M. Cherrier Hearing Site: Des Moines, IA
| | $22,108 |
15-03299 | 10/26/2017 | Claimant(s): Estate of Jack R. Willett Claimant Lawyers(s): Gail E. Boliver Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Richard A. Mosman, Terry F. Peppard, Donald N. Tolin Hearing Site: Des Moines, IA
| | Expungement |
16-02112 | 07/28/2017 | Claimant(s): Carl Bergstrom Claimant Lawyers(s): Gail E. Boliver Respondent(s): Christopher Calandrino Respondent Lawyers(s): Christopher John Calandrino Arbitrator(s): Terry F. Peppard Hearing Site: Des Moines, IA
| | $14,000 |
16-01522 | 07/24/2017 | Claimant(s): Steve Boehm IRA Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): K.C. Ward Financial Respondent Lawyers(s): Louis Ward Arbitrator(s): Terry F. Peppard Hearing Site: Milwaukee, WI
| | $11,610 |
16-00355 | 02/15/2017 | Claimant(s): Estate of Betty Ann Eckert, The Betty Ann Eckert Living Trust Claimant Lawyers(s): Paul D. Vink Respondent(s): Gregory Bennington, NFP Advisor Services, The Hartfield Company. Respondent Lawyers(s): Company President, Gara M. Seagraves Arbitrator(s): G. Donald Steel, Terry F. Peppard, Jonathan B. Gilbert Hearing Site: Indianapolis, IN
| | $0 |
15-02692 | 04/08/2016 | Claimant(s): Lary Bocquin Claimant Lawyers(s): Lary J. Bocquin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory Scanlon Arbitrator(s): Terry F. Peppard Hearing Site: Rapid City, SD
| | $425 |
15-00473 | 03/04/2016 | Claimant(s): Kim Stern Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Kevin R. McManaman Arbitrator(s): Terry F. Peppard, Brett W. Olander, Verne R. Gray Hearing Site: Des Moines, IA
| | $57,925 |