| 17-02841 | 11/29/2019 | Claimant(s): Debrah Oelke, Pamela Grether
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney
Hearing Site: Milwaukee, WI
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| 17-00177 | 09/29/2017 | Claimant(s): Samuel Bennett
Claimant Lawyers(s): Owen Harnett
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David S. Repking
Arbitrator(s): Terry F. Peppard
Hearing Site: Detroit, MI
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| 15-02479 | 12/23/2016 | Claimant(s): Landaas & Company
Claimant Lawyers(s): Ross A. Anderson
Respondent(s): Paul Coldagelli
Respondent Lawyers(s): Shepard A. Davis
Arbitrator(s): Terry F. Peppard, James Richard Carlson, Dennis M. Selby
Hearing Site: Milwaukee, WI
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| 16-01545 | 10/21/2016 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Brian Bischoff
Respondent Lawyers(s): Brian R. Bischoff
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
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| 15-01145 | 08/10/2016 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Gerald Burns
Respondent(s): Christian Harkness
Respondent Lawyers(s): Stephen L. Morgan
Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
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| 14-00573 | 05/19/2015 | Claimant(s): Kurt Koehler
Claimant Lawyers(s): Nathaniel Wolf
Respondent(s): BMO Harris Financial Advisors.
Respondent Lawyers(s): Erin M. (Maggie) Cook
Arbitrator(s): David G. Skeen, Terry F. Peppard, Susan H. Schleisner
Hearing Site: Milwaukee, WI
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| 13-00456 | 05/15/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Steven Meyer
Respondent Lawyers(s): Eric S. Richards
Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Susan H. Schleisner
Hearing Site: Milwaukee, WI
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| 10-04796 | 09/19/2011 | Claimant(s): Richard Wade
Claimant Lawyers(s): Charles R. Stone
Respondent(s): W&S Brokerage Services.
Respondent Lawyers(s): Daniel S. Jones
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
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| 10-01943 | 04/13/2011 | Claimant(s): David Lehrer
Claimant Lawyers(s): David Lehrer
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Brooke D. Anthony
Arbitrator(s): Terry F. Peppard, Susan H. Schleisner, Gary L. Grolle
Hearing Site: Milwaukee, WI
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| 10-03010 | 01/19/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Michael Gant
Respondent Lawyers(s): Michael Wayne Gant
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
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