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FINRA Awards for Kim Stern

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0047303/04/2016Claimant(s): Kim Stern
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Kevin R. McManaman
Arbitrator(s): Terry F. Peppard, Brett W. Olander, Verne R. Gray
Hearing Site: Des Moines, IA
Checkmark Icon$57,925

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