| 21-00721 | 01/17/2023 | Claimant(s): Donald Winter
Claimant Lawyers(s): David Vermont
Respondent(s): Brent Porges, Craig Taddonio, Peter Faggioni
Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Peter Anthony Faggioni
Arbitrator(s): Thomas A. Martin
Hearing Site: Oklahoma City, OK
|  | $0 |
| 22-01100 | 10/07/2022 | Claimant(s): Lester Tarver
Claimant Lawyers(s): Lester Tarver
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | $0 |
| 21-00712 | 08/22/2022 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Jonathan Thrower
Respondent Lawyers(s): Jonathan Thrower
Arbitrator(s): Thomas A. Martin, Gary L. Foose, Stephen Neil Foster
Hearing Site: Houston, TX
| | $0 |
| 19-00603 | 12/30/2021 | Claimant(s): Philip Sims, Philip D. Sims IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley
Hearing Site: Houston, TX
| | Expungement |
| 20-01181 | 08/20/2021 | Claimant(s): Brandon Dabdoub, McKenzee Dabdoub
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Thomas A. Martin, G. Maynard Green, Andrea Joan Douglas
Hearing Site: Houston, TX
| | Expungement |
| 21-00124 | 07/14/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Thanh Nguyen
Respondent Lawyers(s): Thanh Nguyen
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | $0 |
| 20-00456 | 05/11/2021 | Claimant(s): Estate of Charles Hunter Montgomery, Dec, The Montgomery Children's 1998 Trust
Claimant Lawyers(s): William Fred Hagans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Thomas A. Martin, Michael Hendryx, Jonathan Charles Day
Hearing Site: Houston, TX
| | $172,813 |
| 19-00144 | 11/25/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Terence Daniels
Respondent Lawyers(s): Terence Daniels
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | $86,081 |
| 17-02604 | 03/25/2019 | Claimant(s): Kathy Engberg
Claimant Lawyers(s): Kathy Engberg
Respondent(s): Wells Fargo Advisors, Richard Dunagan
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Frank M. Romano, Thomas A. Martin, Eric R. Benton
Hearing Site: Houston, TX
| | $0 |
| 16-03199 | 02/09/2018 | Claimant(s): William J. Mosley IRA, William J. Mosley & Karen Mosley JT/WROS
Claimant Lawyers(s): Christopher E. Geotes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Thomas A. Martin, Maryanne M. Esser, Cara Elizabeth Carlson
Hearing Site: Houston, TX
| | $254,250 |
