| 23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Concourse Financial Group Securities, In
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford
Hearing Site: St. Louis, MO
|  | $1,214,750 |
| 23-01375 | 04/10/2024 | Claimant(s): Michael Gregory
Claimant Lawyers(s): Michael Gregory
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: St. Louis, MO
| | $0 |
| 22-01337 | 02/29/2024 | Claimant(s): The Knox Family Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Robert J. Scafuri, Mary O'Connell Smith, Portia Musselwhite
Hearing Site: St. Louis, MO
| | $75,000 |
| 22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler
Claimant Lawyers(s): Erin M. Phillips
Respondent(s): Edward Jones, Paul Jansen
Respondent Lawyers(s): Matthew E. Johnson
Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier
Hearing Site: St. Louis, MO
| | Expungement |
| 23-00353 | 11/14/2023 | Claimant(s): Glenn Beckmann
Claimant Lawyers(s): Daniel S. Peters
Respondent(s): Edward Jones
Respondent Lawyers(s): Beth M. Conran
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
| | $0 |
| 20-01090 | 11/07/2023 | Claimant(s): Olga Gorodetsky, Yuri Gorodetsky
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Garry T. Stevens
Arbitrator(s): Michael J. Meeusen, Joan M. Esserman, Mary Carmen Fontana
Hearing Site: St. Louis, MO
| | $135,678 |
| 20-04055 | 07/07/2023 | Claimant(s): Grant Montgomery
Claimant Lawyers(s): John Phillips
Respondent(s): Carter, Terry & Company.
Respondent Lawyers(s): Scott Holcomb Esq.
Arbitrator(s): Barry Goldman, Lynn Hirschfeld Brahin, Brenda Adams
Hearing Site: St. Louis, MO
| | $100,000 |
| 23-00261 | 06/23/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kara Moore
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | $0 |
| 23-00262 | 06/09/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Travis L. Salmon
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $600 |
| 22-00523 | 01/06/2023 | Claimant(s): Robert Reed
Claimant Lawyers(s): Brian J. Davis
Respondent(s): Christopher Fusco, Lon Faccini, Arive Capital Markets
Respondent Lawyers(s): Anthony Varbero, Christopher Thomas Fusco
Arbitrator(s): Julius Z. Frager, Lynn Hirschfeld Brahin, Jane Cohen
Hearing Site: St. Louis, MO
| | Dismissed |
