Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01304 | 05/20/2024 | Claimant(s): Frank Snyder Claimant Lawyers(s): Chelsea Bauer Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO | ||
| 23-02419 | 03/06/2024 | Claimant(s): Ronald Martin Claimant Lawyers(s): David B. Cosgrove Respondent(s): OSAIC Wealth Respondent Lawyers(s): Greg Curley Arbitrator(s): Michael J. Meeusen Hearing Site: St. Louis, MO | ||
| 23-01307 | 12/20/2023 | Claimant(s): Dustin Ward Claimant Lawyers(s): Jack D. Butler Respondent(s): Oneamerica Securities. Respondent Lawyers(s): Sean Mcgoff Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin Hearing Site: St. Louis, MO | ||
| 22-02213 | 10/18/2023 | Claimant(s): Michael Ott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin Brooks Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO | ||
| 22-00559 | 01/31/2023 | Claimant(s): David Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cardinal Investments. Respondent Lawyers(s): Timothy C. Stubblefield Arbitrator(s): James M. Stern Hearing Site: St. Louis, MO | ||
| 17-00299 | 01/30/2023 | Claimant(s): Wells Fargo Advisors, Wells Fargo Clearing Services, Kyle Herrman, Renee Crittenden Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Commerce Brokerage Services. Respondent Lawyers(s): Corey Franklin Arbitrator(s): Leah Murray Albert, Barry Goldman, Jane Cohen Hearing Site: St. Louis, MO | ||
| 22-00755 | 01/26/2023 | Claimant(s): David Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Philip J. Glick Hearing Site: St. Louis, MO | ||
| 21-02573 | 05/25/2022 | Claimant(s): Timothy Souhrada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 21-01911 | 03/10/2022 | Claimant(s): Joseph Weinbauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Gregory G. Gocek Hearing Site: St. Louis, MO |