| 24-00737 | 10/08/2024 | Claimant(s): Joseph Darpel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Joseph J. Dougherty, Paul E. Dahlman, Michele S. Riley
Hearing Site: St. Louis, MO
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| 23-02966 | 10/01/2024 | Claimant(s): Steven Perrmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Madison Avenue Securities, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Ryan P. Friel
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
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| 23-01304 | 05/20/2024 | Claimant(s): Frank Snyder
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
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| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
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| 23-02419 | 03/06/2024 | Claimant(s): Ronald Martin
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Michael J. Meeusen
Hearing Site: St. Louis, MO
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| 23-01307 | 12/20/2023 | Claimant(s): Dustin Ward
Claimant Lawyers(s): Jack D. Butler
Respondent(s): Oneamerica Securities.
Respondent Lawyers(s): Sean Mcgoff
Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin
Hearing Site: St. Louis, MO
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| 22-02213 | 10/18/2023 | Claimant(s): Michael Ott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin Brooks
Arbitrator(s): Kim L. Kirn
Hearing Site: St. Louis, MO
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| 22-00559 | 01/31/2023 | Claimant(s): David Brooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cardinal Investments.
Respondent Lawyers(s): Timothy C. Stubblefield
Arbitrator(s): James M. Stern
Hearing Site: St. Louis, MO
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| 17-00299 | 01/30/2023 | Claimant(s): Wells Fargo Advisors, Wells Fargo Clearing Services, Kyle Herrman, Renee Crittenden
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Corey Franklin
Arbitrator(s): Leah Murray Albert, Barry Goldman, Jane Cohen
Hearing Site: St. Louis, MO
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| 22-00755 | 01/26/2023 | Claimant(s): David Brooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Philip J. Glick
Hearing Site: St. Louis, MO
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