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FINRA Awards for Sam Y. Edgerton

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0408707/30/2014Claimant(s): Willie Benning
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Arnold Montano, Cambridge Investment Research Advisors, Cambridge Investment Research., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Sam Y. Edgerton
Arbitrator(s): Patrick J. Halter, Harvey W Gordon, Richard Djokic
Hearing Site: Albuquerque, NM
Checkmark Icon$243,510
09-0383910/18/2011Claimant(s): Donald Needham
Claimant Lawyers(s): John H. L'Estrange
Respondent(s): Peter Shusterman
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Paul J. Phillips, Thomas Erique DuVoisin, Evan A. Gould
Hearing Site: San Diego, CA
Checkmark Icon$488,860
10-0153308/30/2011Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Terry Metzger, Moors & Cabot.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
Checkmark Icon$0
10-0064001/20/2011Claimant(s): Lawrence Ngou
Claimant Lawyers(s): Peter Brown Dolan
Respondent(s): Lawrence Labine, Dewaay Financial Network, Llc
Respondent Lawyers(s): Alan S. Baskin, Sam Y. Edgerton
Arbitrator(s): Vaughn Thomas Hale, Thomas A. Culbertson, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark Icon$100,000
07-0312009/12/2008Claimant(s): Anita Wood
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Lance Pelky, ING Financial Partners.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Gunnar Thowsen, Erwin Jay Shustak, Sally G. Williams
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206

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