| 16-03631 | 11/01/2017 | Claimant(s): Estate of Frances C. Jordan
Claimant Lawyers(s): James G. Harralson
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine Schuerman
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
|  | $300 |
| 17-00197 | 06/30/2017 | Claimant(s): David Kaplan, Nedra Kaplan
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Aaron Hattem, Stifel, Nicolaus & Co.., Neil Hattem
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | $300 |
| 15-02455 | 01/19/2017 | Claimant(s): Estate of Helen M. Sodney
Claimant Lawyers(s): Donald H Barton
Respondent(s): Robert Roth
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
| | $0 |
| 14-00825 | 01/23/2015 | Claimant(s): William Nepute
Claimant Lawyers(s): William R. Nepute
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony I. Valenzuela
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | $42,344 |
| 09-07024 | 05/30/2012 | Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright
Hearing Site: Atlanta, GA
| | Expungement |
| 11-01339 | 12/15/2011 | Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
| | Expungement |
| 07-02790 | 04/04/2008 | Claimant(s): Francis G. Laguaite, Executor
Claimant Lawyers(s): Francis G. Laguaite
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | $0 |
