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FINRA Awards for Estate of Helen M. Sodney

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0245501/19/2017Claimant(s): Estate of Helen M. Sodney
Claimant Lawyers(s): Donald H Barton
Respondent(s): Robert Roth
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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