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FINRA Awards for Susan Manca

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0130309/19/2022Claimant(s): Jonathan Harber
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein
Hearing Site: New York, NY
Checkmark IconExpungement
15-0349205/13/2019Claimant(s): Dolores Soccodato
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): Mark Ketner, Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel
Arbitrator(s): Julian F. Santos, Alice E. Winkler, Susan Manca
Hearing Site: New York, NY
Checkmark Icon$226,356
17-0168203/19/2019Claimant(s): Leon Morgan
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp
Hearing Site: New York, NY
Checkmark IconExpungement
16-0147906/14/2017Claimant(s): Robert Yun
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Mark Karow, Legend Securities.
Respondent Lawyers(s): Mark Alan Karow, Sergio Caruso
Arbitrator(s): Susan Manca
Hearing Site: New York, NY
Checkmark Icon$0
11-0204305/09/2013Claimant(s): Tracy Landow
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Goldman, Sachs and Company, John Blondel
Respondent Lawyers(s): Mark Cohen
Arbitrator(s): Fern Sue Reidman, April D. Bowie, Susan Manca
Hearing Site: New York, NY
Checkmark Icon$1,647,910

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