23-03026 | 02/29/2024 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J Gworek Arbitrator(s): Susan Manca Hearing Site: New York, NY
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23-01059 | 11/09/2023 | Claimant(s): Mark Romaine Claimant Lawyers(s): Craig A. Riha Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Susan Manca Hearing Site: New York, NY
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15-02780 | 07/16/2021 | Claimant(s): Rice Financial Products Company Claimant Lawyers(s): Lisa-Sheri Torrence Respondent(s): Devin Wicker, Bonwick Capital Partners Respondent Lawyers(s): Marc Jonas Block Arbitrator(s): Aubrey Lees, Susan Manca, Rebecca Ann Berlow Hearing Site: New York, NY
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18-01151 | 01/23/2020 | Claimant(s): Garett Ceraso Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Joseph R. Brancaleone, Martin L. Feinberg, Susan Manca Hearing Site: New York, NY
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18-02435 | 03/08/2019 | Claimant(s): Nicholas Owoyemi Claimant Lawyers(s): Nicholas Adelani Owoyemi Respondent(s): R.M. Stark & Co.. Respondent Lawyers(s): Ellen Adler Arbitrator(s): Donna Christina Chin, Susan Manca, Barry Jay Mandel Hearing Site: New York, NY
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10-03660 | 05/21/2012 | Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat Claimant Lawyers(s): Ian J. Frimet Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq. Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo Hearing Site: New York, NY
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